Denien L. Rasmussen
Professional summary
Denien Lynn Rasmussen, who also goes by Denien Lynn Canham, Denien Lynn Ognar, is a registered financial professional currently at R.W. SMITH & ASSOCIATES, LLC located in Palatine, Illinois.
Denien is registered as a RR (Registered Representative) and started their career in finance in 1984. Denien has worked at 3 firms and has passed the Series 63, SIE, Series 62, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denien Lynn Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 1986 - Present
R.W. SMITH & ASSOCIATES, LLC
July 19, 2004 - May 5, 2005
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 2, 1984 - June 24, 1986
HARTFIELD, TITUS & DONNELLY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/1986)
(12/15/2014)
Exams
Series 62
Date: 7/2/2018
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
R.W. SMITH & ASSOCIATES, LLC
CRD#: 16605 / SEC#: , 8-34240
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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