JT
James J. Titak
THURSTON SPRINGER ADVISORS
Indianapolis, IN 46240
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CRD#: 1008441
JT
Professional summary
James John Titak, CFP® is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Indianapolis, Indiana and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. James has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROBOVISE, LLC,9000 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240, DBA ROBO,INVESTMENT-RELATED - ONLINE FINANCIAL ADVISORY, CONSULTANT, APPROXIMATELY 10 HOURS PER MONTH DURING BUSINESS HOURS, PERHAPS OCCASIONAL HOURS OUTSIDE OF BUSINESS HOURS. 4/1/2017. TSMHTA, LLC, 9000 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240. AIRCRAFT OWNERSHIP, MANAGER, FIVE HOURS PER MONTH, TWO HOURS DURING BUSINESS HOURS. 5/30/2018. THURSTON SPRINGER INSURANCE, LLC. 9000 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240. PROPERTY AND CASUALTY INSURANCE, Chairman, FIVE HOURS PER MONTH. FIVE HOURS DURING BUSINESS HOURS. ACTIVE PARTICIPATION AS SOLE OWNER BEGAN 6/1/2018. Thurston Springer Advisors, Registered Investment Advisor, Chairman, no active participation during market hours, 1/31/2019. Thurston Springer Financial, President and CEO, 40 hours, per week, all during market hours. Financial Services Holdings LLC, Indianapolis, IN, Chairman, Holding company for Thurston Springer and related entities, no participation during market hours, 1 hour, per month. MyClient, LLC, Indianapolis, IN., Chairman, Technology company. No participation during market hours, 5 hours, per month.
CRS (Client Relationship Summary) - RIA
Click below to view James John Titak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 25, 2020 - Present
THURSTON SPRINGER ADVISORS
Office #1: 9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240RIA
CRD#: 299201
Indianapolis, IN
Current
August 10, 1992 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240BD
CRD#: 8478
Indianapolis, IN
Past
October 14, 1998 - July 6, 2021
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
RIA
CRD#: 8478
INDIANAPOLIS, IN
Past
October 6, 1981 - August 10, 1992
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/5/2001)
RR
California(6/21/2004)
RR
Colorado(3/11/2010)
RR
Connecticut(1/14/2021)
RR
District of Columbia(5/18/2023)
RR
Florida(8/10/1992)
RR
Georgia(3/13/1998)
RR
Idaho(12/16/2015)
RR
Illinois(8/10/1992)
RR
Indiana(8/10/1992)
IAR
Indiana(8/25/2020)
RR
Iowa(7/6/1998)
RR
Kansas(10/27/2003)
RR
Kentucky(12/16/2015)
RR
Maine(12/16/2015)
RR
Maryland(11/27/2002)
RR
Massachusetts(4/25/2006)
RR
Michigan(3/30/1995)
RR
Missouri(8/5/2002)
RR
Nevada(1/30/2009)
RR
New York(4/18/2002)
RR
North Carolina(8/15/1994)
RR
Ohio(7/14/1993)
RR
Oregon(4/22/2015)
RR
Pennsylvania(5/17/2010)
RR
South Carolina(11/9/1993)
RR
Texas(6/30/1994)
RR
Vermont(12/16/2015)
RR
Virginia(4/18/2002)
RR
Wisconsin(7/17/2008)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
