Harry T. Platt

LIVE OAK FAMILY OFFICES LLC

ST. PETERSBURG, FL 33702

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CRD#: 1008415

Professional summary

Harry Thomas Platt III, CFA is a registered financial advisor currently at LIVE OAK FAMILY OFFICES LLC located in St. Petersburg, Florida.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Harry has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Live Oak Master Fund LP Investment related - yes Jacksonville, FL Pooled investment vehicle President of General Partner, LOMF of Jacksonville Inc October, 2007 3-4 hours/month 2-3 hours/month during trading hours Selection of investee funds and privately offered securities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Thomas Platt III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 13, 2003 - Present

LIVE OAK FAMILY OFFICES LLC

Office #1: 888 Executive Center Drive W. Suite 101, St. Petersburg, FL 33702

RIA

CRD#: 141570

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVE OAK FAMILY OFFICES LLC

CRD#: 141570 / SEC#: 801-123444

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

Florida

Registered Investment Advisory firm - (3/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/13/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LIVE OAK FAMILY OFFICES LLC

CRD#: 141570 / SEC#: 801-123444

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

Florida

Registered Investment Advisory firm - (3/9/2023 Terminated)

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Contact information

Main Address

888 Executive Center Drive W. Suite 101, St. Petersburg, FL 33702

Mailing Address

Phone number

(727) 576-1245

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOFO 2025 ANNUAL AMENDED ADV PART 2A - FAMILY OFFICE SERVICES (2/3/2025)

LOFO 2025 ANNUAL AMENDED ADV PART 2A - INVESTMENT MANAGEMENT SERVICES (2/3/2025)

Regulatory assets under management

Total Number of Accounts	185
AUM (Assets Under Management)	$ 158,350,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry T. Platt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Thomas Platt III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIVE OAK FAMILY OFFICES LLC

Primary Firm SEC Registration

LIVE OAK FAMILY OFFICES LLC

State Registrations and Notice Filings

Exams

Current Firm

LIVE OAK FAMILY OFFICES LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVE OAK FAMILY OFFICES LLC

TRUST BUT VERIFY

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