AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CL

Christopher R. Lawrence

CORPORATE PARTNERS & CO. LLC
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 1008119
CL

Professional summary


Christopher Rueckert Lawrence mr, who also goes by Christopher Rueckert Lawrence, Chris Lawrence, is a registered financial professional currently at CORPORATE PARTNERS & CO. LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1981. Christopher has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christopher Rueckert Lawrence | Chris Lawrence

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Rueckert Lawrence mr's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2021 - Present

CORPORATE PARTNERS & CO. LLC

Office #1: 1270 Ave Of The Americas, Suite 300, New York, NY 10020
BD
CRD#: 168356
NEW YORK, NY
Past

October 10, 2018 - January 27, 2020

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

August 2, 2005 - October 2, 2018

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

November 3, 2000 - September 27, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

May 30, 2000 - May 26, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 28, 1997 - May 31, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 21, 1981 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/14/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 4/14/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CP
CORPORATE PARTNERS & CO. LLC
CORPORATE PARTNERS & CO. LLC | CORPORATE PARTNERS ADVISORS LLC

CRD#: 168356 / SEC#: , 8-69303

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1270 Ave Of The Americas, Suite 300, New York, NY 10020
Mailing Address
1270 Ave Of The Americas, Suite 300, New York, NY 10111
Phone number
(212) 332-5820
Established
Delaware since 05/22/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CPXR, LLCMANAGING MEMBER
CORPORATE PARTNERS INVESTMENT ALLIANCE LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
KAGAN, JONATHAN HIRAMMANAGING MEMBER & CCO1632109
WAMBOLD, ALI EDWARDMANAGING PRINCIPAL822396

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORPORATE PARTNERS & CO. LLC

CRD#: 168356New York, NY 10020

TRUST BUT VERIFY

Monitor Christopher Lawrence

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics