Daniel L. Gilbert

FIRST HEARTLAND CONSULTANTS

TIPP CITY, OH 45371

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CRD#: 1006859

Professional summary

Daniel Lee Gilbert, who also goes by Dan Gilbert, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Tipp City, Ohio and FIRST HEARTLAND CAPITAL, INC. located in Tipp City, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Daniel has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Heartland Consultants, Inc. , Investment Related, Investment advisory services., IAR, Start Date: 08/15/2024 DG Financial Services, Investment Related, Marketing insurance and financial services. AGENT/BROKER, Start Date: 08/15/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2024 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 4 1/2 E Main St Suite 200, Tipp City, OH 45371

RIA

CRD#: 110377

TIPP CITY, OH

Current

August 15, 2024 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 4 1/2 E Main St Suite 200, Tipp City, OH 45371

CRD#: 32460

TIPP CITY, OH

Past

June 14, 2024 - August 20, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Tipp City, OH

Past

June 14, 2024 - August 20, 2024

OSAIC WEALTH, INC.

CRD#: 23131

Tipp City, OH

Past

November 6, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

TIPP CITY, OH

Past

November 6, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Tipp City, OH

Past

February 9, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Tipp City, OH

Past

February 4, 2016 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Tipp City, OH

Past

June 29, 2001 - August 12, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

DAYTON, OH

Past

September 17, 1999 - August 12, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

DAYTON, OH

Past

December 15, 1998 - September 2, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 3, 1995 - December 18, 1998

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

March 12, 1993 - June 30, 1995

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Past

April 21, 1983 - January 19, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

September 29, 1981 - January 19, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/15/2024)

Florida
(8/15/2024)

Indiana
(8/21/2024)

Kentucky
(8/15/2024)

North Carolina
(9/4/2024)

Ohio
(8/15/2024)

IAR

Ohio
(8/15/2024)

Pennsylvania
(8/21/2024)

Virginia
(8/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/30/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Daniel L. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

EDWARD JONES

CONSECO SECURITIES, INC.

FINANCIAL HORIZONS SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/30/1995

Series 6

Date: 3/5/1993

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

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