Kenneth W. Horn
Professional summary
Kenneth Wade Horn Sr, who also goes by Kenneth Wade Horn, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Wade Horn Sr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 2, 2018 - January 2, 2019
CETERA INVESTMENT SERVICES LLC
March 3, 1997 - December 7, 2016
JOHN HANCOCK DISTRIBUTORS LLC
August 1, 1983 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 1, 1983 - September 4, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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