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RB

Robert J. Blum

ROBERT BLUM MUNICIPALS
San Francisco, CA 94121
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CRD#: 1006538
RB

Professional summary


Robert Jeffery Blum is a registered financial professional currently at ROBERT BLUM MUNICIPALS, INC. located in San Francisco, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1981. Robert has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Jeffery Blum's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 14, 1995 - Present

ROBERT BLUM MUNICIPALS, INC.

Office #1: 376 17th Avenue, San Francisco, CA 94121
BD
CRD#: 38559
San Francisco, CA
Past

May 14, 1985 - July 7, 1995

DUKE MCELROY & COMPANY, INC.

BD
CRD#: 16319
Past

September 28, 1981 - July 18, 1984

A. F. GARCIA & COMPANY

BD
CRD#: 7277

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/26/1995)

Exams


State Security Law Exam
RR
Series 63
Date: 6/29/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/26/1982
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


RB
ROBERT BLUM MUNICIPALS, INC.
ROBERT BLUM MUNICIPALS, INC.

CRD#: 38559 / SEC#: , 8-48287

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
376 17th Avenue, San Francisco, CA 94121
Mailing Address
376 17th Avenue, San Francisco, CA 94121
Phone number
(415) 673-2793
Established
California since 04/03/1995
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BLUM, ROBERT JEFFERYPRESIDENT/DIRECTOR/CCO1006538
WHITE, KARYN MARIEFINOP1628494

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROBERT BLUM MUNICIPALS, INC.

CRD#: 38559San Francisco, CA 94121

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