Charles S. Sperrazza

BLACKRIDGE ASSET MANAGEMENT

Williamsville, NY 14221

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CRD#: 1006489

Professional summary

Charles Salvatore Sperrazza JR is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Williamsville, New York and PEAK BROKERAGE SERVICES, LLC located in Williamsville, New York.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Charles has worked at 7 firms and has passed the SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Financial Guys; Wealth Manager; Mutual Funds And VA's; 40 hours per month spent on activity. 1-2 hours per month spent on activity during trading hours. 2) Queen City Financial Group; Duties: Sales; Approximate Hours Spent On Activity Per Month: 80 Approximate Hours Spent On Activity Per Month During Trading Hours: 80 Start Date: 5.12.17 3) Company Name: Gravesend, LLC; Type of Outside Business Activity: Performer; Position: Actor; Duties of the position: Acting; Start Date: 04/11/2021 Approximate # of hours per month spent: 1; Approximate # of hours spent during trading hours: N/A 4) Business Activity: Real Estate Income; Business Entity: Charles Sperrazza; Title: Real Estate Owner; Address: Grand Island, NY; State Date: 05/2022; Approx. # of hour per month spent on activity: 0; Approx. # of hours spent during trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Salvatore Sperrazza JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2021 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 305 Spindrift Drive, Williamsville, NY 14221

RIA

CRD#: 277085

Williamsville, NY

Current

September 1, 2015 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 305 Spindrift Drive, Williamsville, NY 14221

CRD#: 157045

Williamsville, NY

Past

January 17, 2007 - September 2, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

GRAND ISLAND, NY

Past

March 18, 2004 - January 17, 2007

CADARET, GRANT & CO., INC.

CRD#: 10641

GRAND ISLAND, NY

Past

April 13, 1999 - April 8, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 10, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

January 10, 1990 - May 9, 1997

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 5, 1987 - December 22, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

November 16, 1983 - September 25, 1986

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

November 16, 1983 - December 22, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/10/2016)

Florida
(9/1/2015)

Iowa
(9/28/2015)

Michigan
(12/15/2021)

New York
(9/23/2015)

IAR

New York
(8/2/2021)

Pennsylvania
(9/25/2015)

Texas
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/24/1992

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles S. Sperrazza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Salvatore Sperrazza JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

CADARET, GRANT & CO., INC.

FSC SECURITIES CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 11/7/1983

Series 26

Date: 2/24/1992

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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