Kristen L. Talgo
Professional summary
Kristen Lyle Talgo is a registered financial professional currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 1981. Kristen has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Lyle Talgo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2016 - Present
ALVAREZ & MARSAL SECURITIES, LLC
Office #1: 600 Madison Avenue 8th Floor, New York, NY 10022November 19, 2012 - July 18, 2014
RAFFERTY CAPITAL MARKETS, LLC
February 3, 1995 - November 19, 2012
ROCHDALE SECURITIES LLC
September 25, 1981 - January 24, 1995
ITG EXECUTION SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2016)
Exams
Series 55
Date: 6/3/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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