Kristen Lyle Talgo
Professional Summary
Kristen Lyle Talgo is a registered financial advisor currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York. Kristen is registered as a RR (Registered Representative) and started their career in finance in 1981. Kristen has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
Contact Information
Main Address
100 Park Avenue - 9th Floor, New York, NY 10017Mailing Address
100 Park Avenue - 9th Floor, New York, NY 10017Phone Number
(212) 759-4433Established
Delaware since 09/24/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2004SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kristen Lyle Talgo's CRS (Customer Relationship Summary).
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