Kathleen W. Graham

KESTRA ADVISORY SERVICES

San Antonio, TX 78216

Some features on this profile are disabled

CRD#: 1006406

Professional summary

Kathleen Wyble Graham, who also goes by Kathleen Patricia Mccormick, Kathleen Patricia Montoya, Kathleen Patricia Wyble, Kathleen Wyble, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Antonio, Texas and KESTRA INVESTMENT SERVICES, LLC located in San Antonio, Texas.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Kathleen has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Patricia Mccormick | Kathleen Patricia Montoya | Kathleen Patricia Wyble | Kathleen Wyble

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/13/2016 - WYBLE GRAHAM GARCIA WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SAN ANTONIO, TX Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/09/2021 ADDRESS: 5707Southwest Pkwy, Bldg 2 Ste 400, Austin TX 78735, United States DESCRIPTION: Providing complete investment advisory services for Clients. Name: WYBLE GRAHAM GARCIA WEALTH MANAGEMENT, LLC POSITION: Managing Partner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/09/2021 ADDRESS: 14855 Blanco Rd, Suite 218, San Antonio TX 78216, United States DESCRIPTION: Provide Clients full range of investment services. Manage the practice to include all business decisions that affect Wyble Graham Garcia Wealth Management , LLC. Name: 1934 WENDEL AHREN RD. POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2025 ADDRESS: 1414 West Bitters Road, Bldg 10, San Antonio TX 78248, United States DESCRIPTION: Make house available for short term rentals about 2/3 of the year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Wyble Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2021 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 14855 Blanco Rd Ste 218, San Antonio, TX 78216

RIA

CRD#: 283330

San Antonio, TX

Current

November 9, 2021 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 14855 Blanco Road Ste 218, San Antonio, TX 78216

CRD#: 42046

San Antonio, TX

Past

October 13, 2016 - November 19, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

October 13, 2016 - November 19, 2021

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

January 3, 2011 - October 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN ANTONIO, TX

Past

January 3, 2011 - October 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN ANTONIO, TX

Past

May 7, 2007 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN ANTONIO, TX

Past

October 2, 2006 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN ANTONIO, TX

Past

August 15, 2001 - October 9, 2006

EDWARD JONES

CRD#: 250

HELOTES, TX

Past

February 27, 1998 - January 31, 2001

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

July 27, 1995 - April 23, 1996

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

February 9, 1983 - August 9, 1994

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

February 15, 1982 - February 22, 1983

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/19/2021)

California
(6/27/2025)

Colorado
(1/25/2022)

Illinois
(11/12/2021)

Kansas
(11/12/2021)

Maryland
(11/12/2021)

Minnesota
(11/12/2021)

Nevada
(10/7/2024)

New Mexico
(4/13/2022)

North Carolina
(11/19/2021)

Oklahoma
(11/12/2021)

Texas
(11/9/2021)

IAR

Texas
(11/9/2021)

Virginia
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/14/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/22/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1984

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Christopher Hall

LPL FINANCIAL LLC

IAR

San Antonio, TX

Robert Armendariz

EAGLE STRATEGIES LLC

IAR

SAN ANTONIO, TX

Joe-ben O'banion

TITLEIST ASSET MANAGEMENT, LLC

IAR

SAN ANTONIO, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathleen W. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Wyble Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

EDWARD JONES

USAA INVESTMENT SERVICES COMPANY

FISERV INVESTOR SERVICES, INC.

USAA INVESTMENT SERVICES COMPANY

WADDELL & REED

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2007

Series 63

Date: 9/5/1981

SIE

Date: 10/1/2018

Series 7

Date: 5/21/1983

Series 22

Date: 3/14/1983

Series 6

Date: 12/22/1981

Series 24

Date: 7/23/1984

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors