CC
Claudette Y. Chandler
THURSTON SPRINGER ADVISORS
Nacogdoches, TX 75961
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CRD#: 1006247
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Professional summary
Claudette Y Chandler, who also goes by Claudette Yates Chandler, Claudette Yates Pearson, Yates, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Nacogdoches, Texas and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Nacogdoches, Texas.
Claudette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Claudette has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 24, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claudette Yates Chandler | Claudette Yates Pearson | Yates
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA Buchanan Wealth Management of Trinity Capital Management
CRS (Client Relationship Summary) - RIA
Click below to view Claudette Y Chandler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2025 - Present
THURSTON SPRINGER ADVISORS
Office #1: 1323 N University Drive, Nacogdoches, TX 75961RIA
CRD#: 299201
Nacogdoches, TX
Current
October 10, 2025 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 1323 N University Drive, Nacogdoches, TX 75961BD
CRD#: 8478
Nacogdoches, TX
Past
July 26, 2021 - October 15, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
NACOGDOCHES, TX
Past
June 17, 2021 - October 15, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
NACOGDOCHES, TX
Past
January 1, 2008 - June 17, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NACOGDOCHES, TX
Past
January 1, 2008 - June 17, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NACOGDOCHES, TX
Past
June 14, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
NACOGDOCHES, TX
Past
May 20, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
NACOGDOCHES, TX
Past
January 2, 2004 - December 31, 2004
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
NACOGDOCHES, TX
Past
December 16, 2003 - December 31, 2003
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
NACOGDOCHES, TX
Past
November 25, 2003 - May 12, 2005
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
September 3, 2003 - November 25, 2003
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
Past
August 20, 1981 - August 20, 2003
HILLTOP SECURITIES INC.
BD
CRD#: 6220
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2025)
RR
Arizona(10/10/2025)
RR
Arkansas(10/10/2025)
RR
California(10/10/2025)
RR
Colorado(10/10/2025)
RR
District of Columbia(10/10/2025)
RR
Florida(10/10/2025)
RR
Georgia(10/10/2025)
RR
Illinois(10/10/2025)
RR
Kansas(10/10/2025)
RR
Louisiana(10/10/2025)
RR
Maryland(10/10/2025)
RR
Massachusetts(10/10/2025)
RR
Mississippi(10/10/2025)
RR
Missouri(10/10/2025)
RR
Montana(10/10/2025)
RR
New Mexico(10/10/2025)
RR
New York(10/10/2025)
RR
North Carolina(10/10/2025)
RR
Oklahoma(10/10/2025)
RR
Oregon(10/10/2025)
RR
South Carolina(10/10/2025)
RR
Tennessee(10/10/2025)
RR
Texas(10/10/2025)
IAR
Texas(10/10/2025)
RR
Utah(10/10/2025)
RR
Washington(10/10/2025)
RR
West Virginia(10/10/2025)
RR
Wyoming(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/17/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THURSTON SPRINGER ADVISORS
CRD#: 299201Nacogdoches, TX 75961TRUST BUT VERIFY
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Contact information
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