Patrick J. Lambert
Professional summary
Patrick Joseph Lambert, who also goes by Pat Lambert, is a registered financial professional currently at NOBLE CAPITAL MARKETS, INC. located in Westport, Connecticut.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1981. Patrick has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Lambert's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2021 - Present
NOBLE CAPITAL MARKETS, INC.
Office #1: 88 Post Road West 1st Floor, Westport, CT 06880February 7, 2017 - March 2, 2021
AGES FINANCIAL SERVICES, LTD.
November 21, 2006 - February 14, 2017
SOURCE CAPITAL GROUP, INC.
November 4, 2004 - November 21, 2006
WINDSOR STREET CAPITAL, LP
November 30, 2001 - October 28, 2004
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
February 17, 1995 - December 3, 2001
SAMCO FINANCIAL SERVICES, INC.
August 9, 1993 - January 19, 1995
TEXAS CAPITAL SECURITIES, INC.
June 4, 1993 - August 5, 1993
CENTEX SECURITIES, INCORPORATED
March 31, 1992 - May 19, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.
March 20, 1985 - May 11, 1992
CENPAC SECURITIES CORP.
August 24, 1984 - April 8, 1985
WALL STREET WEST, INC.
August 7, 1984 - August 28, 1984
CONTINENTAL AMERICAN SECURITIES, INC.
December 20, 1983 - August 13, 1984
MALONE & ASSOCIATES, INC.
December 10, 1981 - December 16, 1983
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2021)
(3/1/2021)
(3/1/2021)
(3/19/2024)
(4/14/2021)
(3/1/2021)
(4/19/2022)
(5/12/2022)
(4/2/2021)
(4/23/2025)
(3/1/2021)
(3/1/2021)
(3/4/2024)
(3/1/2021)
(4/1/2021)
(3/24/2021)
(3/8/2023)
(3/1/2021)
(3/1/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
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Company Information
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768Westport, CT 06880TRUST BUT VERIFY
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