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RB

Ruth L. Baime

MBS CAPITAL MARKETS
Tampa, FL 33629
Some features on this profile are disabled
CRD#: 1004690
RB

Professional summary

Ruth Lee Baime, who also goes by Ruth Lee Baine, Ruth Lee Glasser, is a registered financial professional currently at MBS CAPITAL MARKETS, LLC located in Tampa, Florida.

Ruth is registered as a RR (Registered Representative) and started their career in finance in 1981. Ruth has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ruth Lee Baine | Ruth Lee Glasser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ruth Lee Baime's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2012 - Present

MBS CAPITAL MARKETS, LLC

Office #1: 1902 S. Macdill Avenue, Tampa, FL 33629
BD
CRD#: 155065
Tampa, FL
Past

March 27, 1996 - October 10, 2012

PRAGER & CO., LLC

BD
CRD#: 21567
NEW YORK, NY
Past

January 7, 1994 - February 12, 1996

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

April 18, 1991 - November 17, 1994

GMS GROUP

BD
CRD#: 8000
EAST HANOVER, NJ
Past

July 23, 1990 - April 10, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

September 6, 1989 - July 26, 1990

PRESCOTT, BALL & TURBEN, INC.

BD
CRD#: 7656
Past

April 26, 1988 - August 7, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

January 21, 1987 - May 3, 1988

MATTHEWS & WRIGHT CAPITAL, INC.

BD
CRD#: 10939
Past

November 17, 1981 - May 3, 1988

MATTHEWS & WRIGHT, INC.

BD
CRD#: 7025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/5/2012)
RR
Arizona
(4/20/2020)
RR
California
(11/5/2012)
RR
Colorado
(11/5/2012)
RR
Connecticut
(1/31/2013)
RR
Florida
(11/5/2012)
RR
Illinois
(11/5/2012)
RR
Maryland
(11/5/2012)
RR
Massachusetts
(11/5/2012)
RR
Minnesota
(11/5/2012)
RR
New Jersey
(11/5/2012)
RR
New York
(11/5/2012)
RR
Pennsylvania
(11/5/2012)
RR
South Carolina
(11/5/2012)
RR
Tennessee
(6/5/2024)
RR
Texas
(1/23/2015)
RR
Utah
(1/31/2013)
RR
Virginia
(11/5/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1981
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MBS CAPITAL MARKETS, LLC
MBS CAPITAL MARKETS, LLC

CRD#: 155065 / SEC#: , 8-68690

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1902 S. Macdill Avenue, Tampa, FL 33629
Mailing Address
1902 S. Macdill Avenue, Tampa, FL 33629
Phone number
(813) 281-2700
Established
Florida since 07/21/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLEIT, EDWIN MURRAYMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/MUNICIPAL PRINCIPAL/MANAGING MEMBER/AML OFFICER/FINOP1452847
SEALY, BRETT AARONMANAGING PARTNER2526344
MOSSING, RHONDA KAYSENIOR VICE PRESIDENT/MANAGING PARTNER5079617

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MBS CAPITAL MARKETS, LLC

CRD#: 155065Tampa, FL 33629

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