David Lee Cafro
Professional Summary
David Lee Cafro, who also goes by David L Cafro, is a registered financial advisor currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio. David is registered as a RR (Registered Representative) and started their career in finance in 1981. David has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Lee Cafro, David L Cafro
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BRAZIE & COMPANY, INC. | WESTMINSTER FINANCIAL SECURITIES, INC. | BRAZIE FINANCIAL SERVICES, INC. | BRAZIE FINANCIAL SECURITIES, INC.
Contact Information
Main Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440Mailing Address
50 Chestnut Street Suite A-200, Beavercreek, OH 45440Phone Number
(937) 898-5010Established
Ohio since 07/23/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/7/2018)
(2/21/2019)
(2/23/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1981About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Lee Cafro's CRS (Customer Relationship Summary).
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