DH
Donald L. Hartmann
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Centennail, CO 80112
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CRD#: 1003231
DH
Professional summary
Donald Leonhard Hartmann, who also goes by Donald Leonhard Hartman, Donald Leonard Hartmann, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Centennail, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Centennial, Colorado.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Donald has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donald Leonhard Hartman | Donald Leonard Hartmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK -25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) INDEPENDENT INSURANCE AGENT, 7200 S ALTON WAY, STE A110, CENTENNIAL, CO, 1/1971 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25 HR/WK - 3/TRADING. 3) HARTMANN FINANCIAL SOLUTIONS LLC, 7200 S. ALTON WAY, STE A110, CENTENNIAL, CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/01/19, 4/WK- 0/TRADING 4) HARTMANN LEGACY CONSULTING LLC, 7200 S ALTON WAY SUITE A110 CENTENNIAL CO 80112, 11/2022, OWNER, CONSULTING, NIR, 24 HR/MO 12 HR/MO TRADING 5) DON HARTMANN / AUTHOR, Parker CO 89134, United States, 03/20/2023, Owner, Author/Educator/Podcast/Speaker, NIR, 12 HR/MO - 0 HR/MO TRADING 6) HARTMANN 768, LLC, PARKER CO 80134, 12/2023, OWNER, AUTHOR/EDUCATOR/PODCAST/SPEAKER, NIR, 3 HR/MO - 0 HR/MO TRADING. 7) HARTMANN FINANCIAL ADVISORS, LLC, 7200 S. Alton Way, Suite A110, Centennial CO 80112, United States, 12/01/2015, Owner, Using a Trade Name/dba, NIR, 200 HR/MO - 135 HR/MO TRADING 8) THE HARTMANN GROUP - S-CORP, 7200 S. Alton Way, Suite A110, Centennial CO 80112, 04/2013, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 2 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Leonhard Hartmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7200 S. Altonwan Suit A-110, Centennail, CO 80112RIA
CRD#: 134139
Centennail, CO
Current
November 20, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7200 S. Alton Way Suite A-110, Centennial, CO 80112BD
CRD#: 39543
Centennial, CO
Past
May 7, 2014 - December 11, 2015
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CENTENNIAL, CO
Past
May 7, 2014 - November 23, 2015
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CENTENNIAL, CO
Past
January 29, 2014 - June 19, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
BD
CRD#: 23485
KNIGHTSTOWN, IN
Past
July 25, 2013 - January 27, 2014
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
CENTENNIAL, CO
Past
September 16, 2004 - March 5, 2015
JRL CAPITAL ADVISORS LLC
RIA
CRD#: 108162
CENTENNIAL, CO
Past
September 13, 2004 - July 24, 2013
JRL CAPITAL CORPORATION
BD
CRD#: 10225
CENTENNIAL, CO
Past
May 10, 2002 - September 10, 2004
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
DENVER, CO
Past
April 24, 2002 - September 10, 2004
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 1, 1999 - April 25, 2002
FDX ADVISORS, INC.
RIA
CRD#: 104601
DENVER, CO
Past
October 5, 1989 - April 22, 2002
LONDON PACIFIC SECURITIES, INC.
BD
CRD#: 25089
SACRAMENTO, CA
Past
February 17, 1989 - November 14, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
April 29, 1988 - March 1, 1989
CHADWICK SECURITIES CORPORATION
BD
CRD#: 18643
Past
August 24, 1981 - March 1, 1989
LEARNED & COMPANY, INC.
BD
CRD#: 2529
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/27/2016)
RR
Arizona(11/20/2015)
RR
California(11/20/2015)
RR
Colorado(12/11/2015)
IAR
Colorado(12/11/2015)
RR
Florida(11/20/2015)
RR
Illinois(1/6/2023)
RR
Indiana(9/22/2017)
RR
Iowa(9/22/2022)
RR
Kansas(11/20/2015)
RR
Maryland(3/15/2021)
RR
Mississippi(9/23/2019)
RR
Missouri(9/12/2017)
RR
New Mexico(7/2/2021)
RR
North Carolina(12/21/2015)
RR
Oregon(1/31/2022)
RR
South Dakota(2/26/2024)
RR
Tennessee(1/3/2024)
RR
Virginia(10/9/2024)
RR
Washington(1/2/2020)
RR
Wyoming(6/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
