Barbara A. Shelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Shelley, who also goes by Barbara Ann Shelly, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1981. Barbara had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
December 16, 1999 - December 31, 2010
W. P. STEWART SECURITIES LLC
April 10, 1985 - August 11, 1997
W. P. STEWART & CO., INC.
March 1, 1984 - April 16, 1984
JEFFERIES EXECUTION SERVICES, INC.
September 28, 1981 - October 26, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
GRAND DISTRIBUTION SERVICES, LLC
CRD#: 127700 / SEC#: , 8-66033
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
