Rebecca L. Walter-price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Lynn Walter-price, who also goes by Becki Price, Becki Walter, Rebecca Lynn Walter, Rebecca Walter-price, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 1981. Rebecca had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2009 - November 20, 2012
GROVE POINT INVESTMENTS, LLC
January 16, 2009 - October 1, 2009
ALLSTATE FINANCIAL SERVICES, LLC
January 3, 1996 - January 2, 2009
GROVE POINT INVESTMENTS, LLC
July 18, 1994 - January 15, 1996
CETERA WEALTH SERVICES, LLC
April 13, 1988 - June 15, 1994
NEW ENGLAND SECURITIES
September 14, 1981 - April 16, 1988
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
