Steven E. Garber

MADISON GLOBAL PARTNERS LLC

Hauppauge, NY 11788

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CRD#: 1002645

Professional summary

Steven Edward Garber is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1981. Steven has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Edward Garber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2017 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway Suite 205, Hauppauge, NY 11788Office #2: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

CRD#: 285406

Hauppauge, NY

Past

October 13, 2015 - November 14, 2017

LADENBURG THALMANN & CO. INC.

CRD#: 505

MELVILLE, NY

Past

April 1, 2005 - October 15, 2015

GILFORD SECURITIES INCORPORATED

CRD#: 8076

MELVILLE, NY

Past

July 1, 2003 - April 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 23, 1981 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 21, 1981 - November 22, 1982

BRUNS, NORDEMAN, REA & CO.

CRD#: 6589

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/19/2018)

Florida
(1/10/2018)

Georgia
(10/18/2023)

Minnesota
(4/1/2018)

Nevada
(3/22/2018)

New Jersey
(2/22/2018)

New York
(11/14/2017)

Pennsylvania
(5/26/2018)

Virginia
(2/9/2018)

Exams

State Security Law Exam

Series 63

Date: 5/16/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Mailing Address

350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788

Phone number

(631) 240-4155

Established

New York since 09/28/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MADISON III, LLC	DIRECT OWNER
GERDES, ANTON JOSEPH JR	CEO/CCO/AMLCO	1010083
KAPLAN, DAVID STANLEY	MANAGING PARTNER	1176065
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven E. Garber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Edward Garber's CRS (Customer Relationship Summary).

Certified licenses

Experience

LADENBURG THALMANN & CO. INC.

GILFORD SECURITIES INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

BRUNS, NORDEMAN, REA & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/1985

SIE

Date: 10/1/2018

Series 7

Date: 8/15/1981

FINRA

Current Firm

MADISON GLOBAL PARTNERS LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MADISON GLOBAL PARTNERS LLC

TRUST BUT VERIFY

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