Allen H. Reichman

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CRD#: 1002285

Professional summary

Allen Hugo Reichman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Allen is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Allen had worked at 11 firms, which includes LADENBURG THALMANN ASSET MANAGEMENT INC, LADENBURG THALMANN & CO. INC., OPPENHEIMER & CO. INC., A. G. EDWARDS & SONS INC., LEHMAN BROTHERS INC., CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES LLC, EMANUEL AND COMPANY, MCLAUGHLIN PIVEN VOGEL SECURITIES INC., FORESTERS FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Allen Hugo Reichmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 17, 2010 - October 12, 2012

LADENBURG THALMANN ASSET MANAGEMENT INC

RIA

CRD#: 108604

NEW YORK, NY

Past

October 20, 2010 - October 12, 2012

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

May 29, 2007 - April 19, 2010

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

June 2, 2006 - April 19, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

May 6, 2004 - June 19, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

NEW YORK, NY

Past

February 18, 2000 - May 6, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 22, 1995 - March 10, 2000

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

March 20, 1990 - June 5, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 4, 1988 - March 21, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 22, 1987 - April 12, 1988

EMANUEL AND COMPANY

CRD#: 7309

Past

August 23, 1984 - July 20, 1987

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

Past

October 15, 1981 - October 5, 1982

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

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Contact information

Main Address

640 Fifth Avenue 4th Fl., New York, NY 10019

Mailing Address

Phone number

(800) 995-5267

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM - MANAGED ANNUITIES (9/15/2025)

PLAN SPONSOR & PLAN PARTICIPANT SERVICES BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - PRIVATE INVESTMENT MANAGEMENT (PIM) WRAP FEE BROCHURE (9/15/2025)

$YMBIL PROGRAM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - FORM ADV PART 2A - FIRM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - ARCHITECT WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - INVESTMENT CONSULTANT SERVICES (ICS) WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM (LAMP) WRAP FEE BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	3,334
AUM (Assets Under Management)	$ 5,611,078,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allen H. Reichman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LADENBURG THALMANN & CO. INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

A. G. EDWARDS & SONS, INC.

LEHMAN BROTHERS INC.

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

EMANUEL AND COMPANY

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LADENBURG THALMANN ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2007

Series 63

Date: 7/3/1984

Series 7

Date: 8/18/1984

Series 6

Date: 8/13/1981

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LADENBURG THALMANN ASSET MANAGEMENT INC

TRUST BUT VERIFY

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