Greg A. Barishman

CETERA INVESTMENT ADVISERS LLC

LIDO BEACH, NY

Some features on this profile are disabled

CRD#: 1002235

Professional summary

Greg Andrew Barishman, who also goes by Greg Andrew Barishman Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lido Beach, New York and CETERA ADVISORS LLC located in Lido Beach, New York.

Greg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Greg has worked at 21 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Andrew Barishman Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: G.B. ANDREWS, LLC , INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LOGISTICS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: EMPLOYEE, APX NUMBER OF HOURS PER WEEK: 10-20, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MONITORING TRUCK DRIVERS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Andrew Barishman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LIDO BEACH, NY

Current

July 15, 2005 - Present

CETERA ADVISORS LLC

CRD#: 10299

Lido Beach, NY

Past

March 31, 2021 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

ISELIN, NJ

Past

March 27, 2002 - July 18, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

January 2, 2001 - March 26, 2002

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

June 25, 1997 - January 2, 2001

GLOBAL CAPITAL MARKETS, LLC

CRD#: 16191

MELVILLE, NY

Past

February 7, 1997 - June 25, 1997

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

October 27, 1995 - February 10, 1997

TOLUCA PACIFIC SECURITIES CORP.

CRD#: 13875

BURBANK, CA

Past

October 2, 1992 - November 1, 1995

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

March 2, 1992 - October 2, 1992

NORCROSS & COMPANY

CRD#: 28570

PHOENIX, AZ

Past

February 27, 1991 - February 28, 1992

CENPAC SECURITIES CORP.

CRD#: 16089

Past

February 22, 1990 - March 6, 1991

FINANCIAL EQUITIES RESOURCES, INC.

CRD#: 13810

Past

October 21, 1988 - March 5, 1990

BAILEY, MARTIN & APPEL, INC.

CRD#: 15833

Past

July 8, 1988 - October 24, 1988

R.C. STAMM & CO., INC.

CRD#: 11105

Past

March 11, 1988 - July 27, 1988

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

Past

September 21, 1987 - May 3, 1988

BEURET & COMPANY, LTD.

CRD#: 16198

Past

January 19, 1987 - September 24, 1987

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

April 17, 1985 - June 19, 1986

ROONEY, PACE INC.

CRD#: 6218

Past

August 16, 1984 - April 26, 1985

D. H. BLAIR & CO., INC.

CRD#: 6833

Past

May 13, 1983 - August 13, 1984

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Past

December 2, 1981 - March 18, 1982

LEHMAN BROTHERS INC.

CRD#: 7506

Past

October 29, 1981 - December 9, 1981

CIBC WORLD MARKETS CORP.

CRD#: 630

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/20/2005)

Florida
(7/15/2005)

Indiana
(9/29/2025)

Massachusetts
(6/3/2010)

New York
(7/15/2005)

IAR

New York
(3/21/2024)

North Carolina
(1/17/2008)

Ohio
(12/24/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/13/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Greg A. Barishman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Andrew Barishman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

J.P. TURNER & COMPANY, L.L.C.

GLOBAL CAPITAL SECURITIES CORPORATION

GLOBAL CAPITAL MARKETS, LLC

FIRST MONTAUK SECURITIES CORP.

TOLUCA PACIFIC SECURITIES CORP.

CORTLANDT CAPITAL CORPORATION

NORCROSS & COMPANY

CENPAC SECURITIES CORP.

FINANCIAL EQUITIES RESOURCES, INC.

BAILEY, MARTIN & APPEL, INC.

R.C. STAMM & CO., INC.

PARAGON CAPITAL MARKETS, INC.

BEURET & COMPANY, LTD.

PRESCOTT, BALL & TURBEN, INC.

ROONEY, PACE INC.

D. H. BLAIR & CO., INC.

MOORE & SCHLEY, CAMERON & CO.

LEHMAN BROTHERS INC.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/1982

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1981

Series 24

Date: 9/28/1989

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors