Peter Frailey

WINGATE WEALTH ADVISORS

LEXINGTON, MA 02472

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CRD#: 1001920

Professional summary

Peter Frailey, CFP® is a registered financial advisor currently at WINGATE WEALTH ADVISORS, INC. located in Lexington, Massachusetts.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Peter has worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 12, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/01/1994 TO PRESENT WINGATE PLANNING CORP, 450 BEDFORD ST, LEXINGTON MA 02420 (CRD 108094) - FINANCIAL PLANNING/FINANCIAL PLANNER (40HRS/MO) (2HRS/DAY) 05/15/1986 TO PRESENT WINGATE FINANCIAL CORP, 450 BEDFORD ST, LEXINGTON MA 02420 (CRD 105012) - INVESTMENT ADVISOR REP.(80HRS/MO) (4HRS/DAY)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Frailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 14, 1994 - Present

WINGATE WEALTH ADVISORS, INC.

Office #1: 450 Bedford Street, Lexington, MA 02472

RIA

CRD#: 105012

LEXINGTON, MA

Past

June 30, 2006 - October 2, 2006

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

April 14, 1994 - March 26, 2013

WINGATE PLANNING CORP

RIA

CRD#: 108094

LEXINGTON, MA

Past

May 21, 1986 - June 21, 2006

WINGATE CAPITAL CORPORATION

CRD#: 17820

CONCORD, MA

Past

August 21, 1984 - May 8, 1986

SUMMIT CORPORATION

CRD#: 14887

Past

February 22, 1984 - June 29, 1984

MOORS & CABOT, INC.

CRD#: 594

Past

September 30, 1981 - January 10, 1984

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/10/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 12

Date: 3/17/1984

NYSE Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1983

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/21/1983

Financial and Operations Principal Examination

Current Firm

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

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Contact information

Main Address

450 Bedford Street, Lexington, MA 02420-1547

Mailing Address

Phone number

(781) 862-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WWA INC PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,849
AUM (Assets Under Management)	$ 1,324,958,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Peter Frailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Frailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSLOW, EVANS & CROCKER, INC.

WINGATE PLANNING CORP

WINGATE CAPITAL CORPORATION

SUMMIT CORPORATION

MOORS & CABOT, INC.

U. S. BOSTON CAPITAL CORPORATION

Primary Firm SEC Registration

WINGATE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/1984

Series 7

Date: 9/19/1981

Series 53

Date: 3/10/1992

Series 12

Date: 3/17/1984

Series 24

Date: 11/17/1983

Series 27

Date: 5/21/1983

Current Firm

WINGATE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINGATE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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