Ronald S. Palastro

COBBLESTONE WEALTH ADVISORS

Brooklyn, NY 11228

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CRD#: 1001553

Professional summary

Ronald Scott Palastro, AIF®, CFP® is a registered financial advisor currently at COBBLESTONE WEALTH ADVISORS located in Brooklyn, New York and OSAIC WEALTH, INC. located in Brooklyn, New York.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. COBBLESTONE WEALTH ADVISORS; INVESTMENT RELATED; 1440 61ST STREET,BROOKLYN,NY 11219; FINANCIAL PLANNING/ASSET MANAGEMENT; CEO/FOUNDER/INVESTMENT ADVISOR REPRESENTATIVE; 12/1998; NOT MUTUALLY EXCLUSIVE OF OTHER ACTIVITIES; NOT MUTUALLY EXCLUSIVE OF OTHER ACTIVITIES; CEO/FOUNDER/INVESTMENT ADVISOR REPRESENTATIVE 2. RONALD S PALASTRO;NOT INVESTMENT RELATED;1440 61ST STREET,BROOKLYN,NY 11219;INSURANCE BROKERAGE;INSURANCE BROKER;NOT MUTUALLY EXCLUSIVE OF OTHER ACTIVITIES;NOT MUTUALLY EXCLUSIVE OF OTHER ACTIVITIES;INSURANCE BROKER 3. RS PALASTRO FINANCIAL PLANNING SERVICES, INC. POSITION: President & CEO NATURE: Financial & Wealth Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 12/01/1998 ADDRESS: 8119 7th Avenue, 2nd Fl., Brooklyn NY 11228, United States DESCRIPTION: Helping people make smart financial decisions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Scott Palastro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

August 31, 2021 - Present

COBBLESTONE WEALTH ADVISORS

Office #1: 8119 - 7th Avenue, Brooklyn, NY 11228

RIA

CRD#: 125561

Brooklyn, NY

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 8119-7th Avenue, Brooklyn, NY 11228

RIA

CRD#: 23131

BROOKLYN, NY

Past

August 30, 2013 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

BROOKLYN, NY

Past

August 1, 2003 - August 30, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

BROOKLYN, NY

Past

October 5, 1994 - January 28, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

BROOKLYN, NY

Past

January 23, 1985 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(8/23/2024)

Florida
(8/23/2024)

Maine
(8/23/2024)

New Jersey
(8/23/2024)

IAR

New York
(8/31/2021)

New York
(8/23/2024)

North Carolina
(8/23/2024)

Pennsylvania
(8/23/2024)

Tennessee
(8/23/2024)

Virginia
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/29/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/29/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

COBBLESTONE WEALTH ADVISORS

COBBLESTONE WEALTH ADVISORS | R.S. PLASTRO FINANCIAL PLANNING SERVICES, INC. | R.S. PALASTRO FINANCIAL PLANNING SERVICES, INC.

CRD#: 125561 / SEC#:

New York

Registered Investment Advisory firm - (11/7/2000 Approved)

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Contact information

Main Address

8119 - 7th Avenue, Brooklyn, NY 11228

Mailing Address

Phone number

(718) 633-9500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald S. Palastro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Scott Palastro's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/1999

Series 63

Date: 1/7/1985

SIE

Date: 10/1/2018

Series 7

Date: 1/19/1985

Series 10

Date: 3/29/2000

Series 9

Date: 3/29/2000

FINRA

Current Firm

COBBLESTONE WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

COBBLESTONE WEALTH ADVISORS

TRUST BUT VERIFY

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