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Alexander Mann Crenshaw

CRD# 1001542·Registered 1992 - 2001
Previously Registered: Being a previously registered professional could mean that Alexander is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alexander Mann Crenshaw, who also goes by Ander Crenshaw, was a registered financial advisor. Alexander was a previously registered financial professional and started their career in finance 1992 - 2001. Alexander had worked at 2 firms and has passed the Series 63, Series 52 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ander Crenshaw

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

WILLIAM R. HOUGH & CO.·CRD# 2235
BD
St. Petersburg, FL
May 17, 1995 - January 2, 2001
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 1, 1992 - March 1, 1995

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Current Firm

WR
WILLIAM R. HOUGH & CO.

WILLIAM R. HOUGH & CO. | WILLIAM R. HOUGH & CO., INC | WILLIAM R. HOUGH & CO. (NOT INCORPORATED)

CRD#: 2235 / SEC#: 8-29512
BD
Terminated by SEC on 05/08/2004

Contact Information

Established

Florida since 11/29/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HOUGH, WILLIAM ROBBHONORARY250845
FEINBERG, HELEN HOUGHSVP/DIRECTOR1329829
HOUGH, WILLIAM ROBB JRPRESIDENT/CHAIRMAN OF THE BOARD1452773
WAECHTER, JOHN WILLIAMEVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER845149
BERTOLINO, BONNIE GERMAINVP, CHIEF LEGAL OFFICER & SECRETARY2256161
CARLSON, LOREN DALEDIRECTOR/SENIOR VICE PRESIDENT732744
JOHNSTON, SCOTT GEORGEDIRECTOR869308

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 52 — Municipal Securities Representative Examination

Passed Aug 1981About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 1995About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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