Daniel J. Werner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Werner was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1981. Daniel had worked at 3 firms and has passed the Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - December 31, 2018
ATHENE SECURITIES, LLC
June 28, 2011 - December 31, 2013
AMERITAS INVESTMENT COMPANY, LLC
June 20, 2011 - December 31, 2013
AMERITAS INVESTMENT COMPANY, LLC
January 10, 2000 - May 25, 2011
PRINCIPAL SECURITIES, INC.
August 13, 1981 - May 25, 2011
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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