Alan R. Jones

BLAYLOCK VAN

New York, NY 10022

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CRD#: 1000687

Professional summary

Alan Richard Jones is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1981. Alan has worked at 8 firms and has passed the Series 63, SIE, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Richard Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2011 - Present

BLAYLOCK VAN, LLC

Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022

CRD#: 145317

New York, NY

Past

January 21, 2010 - August 4, 2011

ALADDIN CAPITAL LLC

CRD#: 103766

STAMFORD, CT

Past

March 28, 2008 - January 4, 2010

UTENDAHL CAPITAL PARTNERS, L.P.

CRD#: 30115

NEW YORK, NY

Past

March 28, 2008 - January 4, 2010

UTENDAHL CAPITAL GROUP, LLC

CRD#: 113617

NEW YORK, NY

Past

January 14, 2002 - March 31, 2008

NEW HARBOR CAPITAL INC

CRD#: 35748

NEW YORK, NY

Past

July 25, 1987 - February 6, 2000

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

March 7, 1985 - February 6, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 25, 1981 - March 1, 1985

SALOMON BROTHERS INC.

CRD#: 740

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2011)

Florida
(12/22/2020)

Illinois
(10/11/2024)

Massachusetts
(7/24/2025)

Exams

State Security Law Exam

Series 63

Date: 12/2/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 5/13/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone number

(212) 715-6600

Established

California since 03/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (36 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ROBERT VAN SECURITIES, INC	SOLE VOTING MEMBER
BLAYLOCK & COMPANY, INC	NON-VOTING MEMBER
CIULLA, ALEXANDER JOHN	FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2635660
HOUGH, JERVIS BENNETT	BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER	4291302
KALISPEL TRIBAL ECONOMIC AUTHORITY	NON-VOTING MEMBER
SEAPORT GLOBAL SECURITIES LLC	SHAREHOLDER	116270
STANDIFER, ERIC VAN	MANAGER; CEO; GSP; MSP	1025776

Disclosures

Regulatory Event

Red Flags

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Alan R. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Richard Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALADDIN CAPITAL LLC

UTENDAHL CAPITAL PARTNERS, L.P.

UTENDAHL CAPITAL GROUP, LLC

NEW HARBOR CAPITAL INC

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1983

SIE

Date: 10/1/2018

Series 5

Date: 5/13/1982

Series 7

Date: 11/21/1981

Series 24

Date: 5/9/2009

FINRA

Current Firm

BLAYLOCK VAN, LLC

Contact information

FINRA licenses (36 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLAYLOCK VAN, LLC

TRUST BUT VERIFY

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