George C. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Cawood Quinn was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1981. George had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2002 - December 9, 2003
INVESTORS CAPITAL CORP.
July 1, 1994 - February 4, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 6, 1989 - July 6, 1994
WORLD INVESTMENTS, LLC
June 27, 1988 - June 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 18, 1982 - December 5, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 23, 1981 - July 11, 1988
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
