William E. Johnson

I.M.S. WEALTH MANAGEMENT

Erie, PA 16508

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CRD#: 1000566

Professional summary

William Eric Johnson is a registered financial advisor currently at I.M.S. WEALTH MANAGEMENT, LLC located in Erie, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

William Eric Johnson Consultants, 3630 Culpepper Drive, Erie, PA 16506, Non-Investment Related, Real Estate Consultant, Began 1/2020. Approximately 4 hours per month devoted to business activities, one hour during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eric Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2018 - Present

I.M.S. WEALTH MANAGEMENT, LLC

Office #1: 359 West 26th Street, Erie, PA 16508

RIA

CRD#: 164717

Erie, PA

Past

September 14, 2010 - November 20, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ERIE, PA

Past

September 14, 2010 - November 20, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

ERIE, PA

Past

August 21, 2002 - August 25, 2010

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

ERIE, PA

Past

January 5, 1989 - August 21, 2002

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

September 3, 1985 - October 19, 1987

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

July 28, 1981 - September 20, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/12/2022)

IAR

Pennsylvania
(11/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/21/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 5/4/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

Current Firm

I.M.S. WEALTH MANAGEMENT, LLC

CRD#: 164717 / SEC#:

New York

Registered Investment Advisory firm - (10/4/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/9/2012 Approved)

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Contact information

Main Address

359 West 26th Street, Erie, PA 16508

Mailing Address

Phone number

(814) 454-1133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 33,426,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eric Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

1ST DISCOUNT BROKERAGE, INC.

ACUMENT SECURITIES, INC.

PRESCOTT, BALL & TURBEN, INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2010

Series 63

Date: 7/31/1981

SIE

Date: 10/1/2018

Series 3

Date: 1/21/1983

Series 5

Date: 5/4/1982

Series 7

Date: 6/20/1981

Current Firm

I.M.S. WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

I.M.S. WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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