Pasquale P. Cuomo
Professional summary
Pasquale Paul Cuomo, who also goes by Pat Cuomo, is a registered financial professional currently at TRIDENT PARTNERS LTD. located in Woodbury, New York.
Pasquale is registered as a RR (Registered Representative) and started their career in finance in 1981. Pasquale has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pasquale Paul Cuomo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2009 - Present
TRIDENT PARTNERS LTD.
Office #1: 181 Crossways Park Drive, Woodbury, NY 11797Office #2: 181 Crossways Park Drive, Woodbury, NY 11797February 25, 1991 - April 23, 2009
BENJAMIN SECURITIES, INC.
March 6, 1989 - December 14, 1990
CARTHAGE GROUP INC.
April 4, 1984 - March 10, 1989
INVESTORS CENTER, INC.
August 20, 1981 - April 23, 1984
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2023)
(4/20/2009)
(8/2/2022)
(1/4/2022)
(8/2/2021)
(4/20/2009)
(7/28/2022)
(1/7/2015)
(4/20/2009)
(1/25/2017)
(4/20/2009)
(4/20/2009)
(8/10/2015)
(3/8/2017)
(4/20/2009)
(6/23/2021)
(6/1/2020)
(3/23/2021)
(6/15/2018)
Exams
FINRA
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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