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FIRM PROFILE
Overview
UNICREDIT CAPITAL MARKETS LLC is located at 15o East 42nd Street, New York, NY 10017-4679 and was first established at New York, New York in 01/01/2011. After operating for 15 years, UNICREDIT CAPITAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of UNICREDIT CAPITAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. UNICREDIT CAPITAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at UNICREDIT CAPITAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access UNICREDIT CAPITAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at UNICREDIT CAPITAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for UNICREDIT CAPITAL MARKETS LLC Comes From
Understanding the Statistics for UNICREDIT CAPITAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
15o East 42nd Street, New York, NY 10017-4679
150 East 42nd Street, New York, NY 10017-4679
Small
(212) 672-5945
New York since 01/01/2011
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at UNICREDIT CAPITAL MARKETS LLC
Richard Lewis Eastman
Andrew Dusel
Thomas Taylor MR.
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