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FIRM PROFILE
Overview
CAPIS is located at 1700 Pacific Ave. Suite 1100, Dallas, TX 75201 and was first established at Dallas, Texas in 08/31/1977. After operating for 48 years, CAPIS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAPIS’s clients are individuals and 0% of their clients are high net worth individuals. CAPIS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAPIS are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAPIS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAPIS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAPIS Comes From
Understanding the Statistics for CAPIS and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1700 Pacific Ave. Suite 1100, Dallas, TX 75201
1700 Pacific Ave. Suite 1100, Dallas, TX 75201
Small
(214) 720-0055
Texas since 08/31/1977
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CULLEN POTTS STOCK TRUST | SHAREHOLDER | ||
| HEIDEMANN REVOCABLE TRUST | SHAREHOLDER | ||
| CHOATE, DAVID PAUL | CHIEF OPERATIONS OFFICER | 1568590 | |
| DONALD C. POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | SHAREHOLDER | ||
| DONALD C. POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | SHAREHOLDER | ||
| HEIDEMANN, JORGEN HAMILTON | DIRECTOR | 1042114 | |
| HUSEINBEGOVIC, BENIN NMN | CHIEF FINANCIAL OFFICER / FINOP | 4806696 | |
| KICAK, THOMAS ALAN | CHIEF COMPLIANCE OFFICER | 1441596 | |
| LAMENDOLA, STEPHEN DEAN | CHIEF INFORMATION OFFICER | 4006443 | |
| POTTS, DONALD CULLEN II | TRUSTEE, CULLEN POTTS STOCK TRUST | 2845666 | |
| POTTS, DONALD CULLEN II | CHAIRMAN OF THE BOARD | 2845666 | |
| SARA SUE POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | SHAREHOLDER | ||
| SARA SUE POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | SHAREHOLDER | ||
| SEBERT, ANN VANSANT | TRUSTEE, SARA SUE POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | 4589262 | |
| SEBERT, ANN VANSANT | TRUSTEE, DONALD C. POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | 4589262 | |
| SEBERT, ANN VANSANT | TRUSTEE, SARA SUE POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | 4589262 | |
| SEBERT, ANN VANSANT | TRUSTEE, DONALD C. POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | 4589262 | |
| SEBERT, ANN VANSANT | CHIEF EXECUTIVE OFFICER | 4589262 |
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Advisor's working at CAPIS
Christopher Joseph Hurley
Robert Matthew Mcheffey
David Paul Choate
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