FIND A TD WEALTH MANAGEMENT SERVICES INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 6940
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for TD WEALTH MANAGEMENT SERVICES INC. Comes From
Understanding the Statistics for TD WEALTH MANAGEMENT SERVICES INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
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Employees
Total
No Information
Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Regulatory Event
8
FIRM INFORMATION
Established
Pennsylvania since 04/14/1981
Firm Type
Corporation
Fiscal year end
October
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TD BANK N.A. | OWNER | ||
| DALEY, MARVIN | PRESIDENT / CHAIRMAN | 5609291 | |
| KELM, CHRISTOPHER THOMAS | CHIEF OPERATIONS OFFICER | 1694572 | |
| REILLY, JAMES, E | SECRETARY | ||
| RUBINSOHN, MARC ALAN | FINOP/CFO/DIRECTOR | 4861057 | |
| RYAN, GEOFF | ASSISTANT SECRETARY | ||
| SANKOVIC, RUDY J | DIRECTOR | 5702802 | |
| SPINELLI, RAYMOND THOMAS JR | SVP - HEAD OF SALES | 1676130 | |
| STICKNEY, TIMOTHY LARRY | CHIEF COMPLIANCE OFFICER | 1340004 | |
| WHALEN, MICHELE MARIE | DIRECTOR | 1682225 | |
| WHITEHEAD, PAUL C | DIRECTOR | 5702803 | |
| WHYTE, KEVIN J | DIRECTOR | 5702806 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at TD WEALTH MANAGEMENT SERVICES INC.
KE
Kurtis Lee Elden
PR
CRD#: 5404663
Location:
Minneapolis, MN 55416-1297
Company:
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
18 years
TC
Thomas Michael Calkusic
PR
CRD#: 1721307
Location:
Company:
IDS LIFE INSURANCE COMPANY
Disclosures:
Experience:
38 years
AC
Angela Beth Chinn
IAR
RR
CRD#: 7036480
Location:
Los Angeles, CA 90012
Company:
J.P. MORGAN SECURITIES LLC
Disclosures:
Experience:
7 years
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