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FIRM PROFILE
Overview
TD AMERITRADE CLEARING, INC. is located at null, null, null null and was first established at Kansas City, Nebraska in 01/28/1971. After operating for 55 years, TD AMERITRADE CLEARING, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TD AMERITRADE CLEARING, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TD AMERITRADE CLEARING, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TD AMERITRADE CLEARING, INC. are registered to handle securities or provide financial advice. The firm has 54 disclosures, 27 being regulatory events, 0 being client events, and 27 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TD AMERITRADE CLEARING, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TD AMERITRADE CLEARING, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TD AMERITRADE CLEARING, INC. Comes From
Understanding the Statistics for TD AMERITRADE CLEARING, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Medium
Nebraska since 01/28/1971
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at TD AMERITRADE CLEARING, INC.
Justin Carlos Lizama
Christian G Etienne
Scott Charles Bellicini
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