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CRD#: 48029

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for GOLDEN BENEFICIAL SECURITIES CORPORATION Comes From

Understanding the Statistics for GOLDEN BENEFICIAL SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
6
Arbitration
2

FIRM INFORMATION

Established
Texas since 03/23/1999
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BURDICK, JOHN STERLINGCOB/SHAREHOLDER/CEO/CCO/FINOP2337311
CHU, WILLIAM PECHINSHAREHOLDER3278033
CONSTANCE, SPIVEY LEESHAREHOLDER
FOSTER, ROBERT MICHAELSHAREHOLDER4652773
SPIVEY, DON SCOTTSHAREHOLDER, CFO1164027
CHAU, VINCENT KINHSHAREHOLDER2472766

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at GOLDEN BENEFICIAL SECURITIES CORPORATION

BK
AdvisorCheck Check Mark

Brandon M Krantz

Brandon Michael Krantz, Brandon M Krantz
IAR
RR
CRD#: 6848261
Location:
Scottsdale, AZ 85255
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
8 years
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Kevin Joseph Ruth
AdvisorCheck Check Mark

Kevin Joseph Ruth

PR
CRD#: 2481344
CFP®: Certified Financial Planner
Location:
St. Petersburg, FL 33716
Company:
RAYMOND JAMES & ASSOCIATES, INC.
Disclosures:
Experience:
31 years
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BT
AdvisorCheck Check Mark

Bradford Thomas Tom

Brad Tom
IAR
RR
CRD#: 3081739
ChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Honolulu, HI 96814
Company:
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures:
Experience:
27 years
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