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FIRM PROFILE
Overview
STONEBRIDGE SECURITIES LLC is located at 330 112th Ave. Ne Suite 300, Bellevue, WA 98004 and was first established at Denver, Washington in 03/19/1999. After operating for 27 years, STONEBRIDGE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONEBRIDGE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. STONEBRIDGE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONEBRIDGE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONEBRIDGE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONEBRIDGE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STONEBRIDGE SECURITIES LLC Comes From
Understanding the Statistics for STONEBRIDGE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
330 112th Ave. Ne Suite 300, Bellevue, WA 98004
7345 164th Ave Ne Ste 145-290, Redmond, WA 98052
Small
(206) 770-9700
Washington since 03/19/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HENDRICKSON, MICHAEL ALLAN | MANAGING PRINCIPAL& CHIEF COMPLIANCE OFFICER | 242948 |
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Advisor's working at STONEBRIDGE SECURITIES LLC
William Carroll Lemon
Ryan Jon Hofmeister
David A Bovee
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