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FIRM PROFILE
Overview
THE KLEIN GROUP, LLC is located at 640 5th Avenue 12th Floor, New York, NY 10019 and was first established at New York, Florida in 09/29/1998. After operating for 27 years, THE KLEIN GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE KLEIN GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. THE KLEIN GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE KLEIN GROUP, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE KLEIN GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE KLEIN GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THE KLEIN GROUP, LLC Comes From
Understanding the Statistics for THE KLEIN GROUP, LLC and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
640 5th Avenue 12th Floor, New York, NY 10019
640 5th Avenue 12th Floor, New York, NY 10019
Small
(212) 409-2412
Florida since 09/29/1998
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at THE KLEIN GROUP, LLC
Michael A Eck
Mark David Klein
Lee Jay Taragin
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