AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors

FIND A LIBERTY LIFE DISTRIBUTORS LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at LIBERTY LIFE DISTRIBUTORS LLC

CRD#: 46074

Looking for a Financial Advisor at LIBERTY LIFE DISTRIBUTORS LLC?

We have compiled every financial advisor who works at LIBERTY LIFE DISTRIBUTORS LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for LIBERTY LIFE DISTRIBUTORS LLC Comes From

Understanding the Statistics for LIBERTY LIFE DISTRIBUTORS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Established
Delaware since 06/19/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LIBERTY LIFE ASSURANCE COMPANY OF BOSTONMEMBERSHIP UNITHOLDER
CONDRIN, JAMESPAUL IIICHAIRMAN, BOARD OF MANAGERS
DAUKSEWICZ, WILLIAM JOSEPHCHIEF COMPLIANCE OFFICER1059039
DILLON, MARGARETBOARD OF MANAGERS
O'CONNELL, WILLIAM J.BOARD OF MANAGERS
SENTLER, STEVEN MICHAELBOARD OF MANAGERS
TREECE, JOHN THOMAS JRBOARD OF MANAGERS1179221
TREECE, JOHN THOMAS JRPRESIDENT1179221
WOOD, DOUGLAS JOHNFINANCIAL OPERATIONS PRINCIPAL3146278

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at LIBERTY LIFE DISTRIBUTORS LLC

TL
AdvisorCheck Check Mark

Trung Nhu Le

Trung Le, Trungnhu Le
IAR
RR
CRD#: 7218163
Location:
Los Angeles, CA 90045

Registered Affiliation(s):J.P. MORGAN SECURITIES LLC

Disclosures:
Experience:
6 years
Shivam S Mittal
AdvisorCheck Check Mark

Shivam S Mittal

Shiv Mittal, Shivam Mittal
IAR
RR
CRD#: 6782339
Location:
Summit, NJ 07901

Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC

Disclosures:
Experience:
8 years
Stacy Jo Miller
AdvisorCheck Check Mark

Stacy Jo Miller

Stacy Jo Gay
IAR
CRD#: 6741242
CFP®: Certified Financial Planner
Location:
Lutz, FL

Registered Affiliation(s):BAYVIEW FINANCIAL PLANNING

Disclosures:
Experience:
9 years

Want a list of all the financial advisors at LIBERTY LIFE DISTRIBUTORS LLC in your area?

See more

Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.