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FIRM PROFILE
Overview
DRW SECURITIES, L.L.C. is located at 540 West Madison Street Suite 2500, Chicago, IL 60661 and was first established at Chicago, Illinois in 01/07/1998. After operating for 28 years, DRW SECURITIES, L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DRW SECURITIES, L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. DRW SECURITIES, L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DRW SECURITIES, L.L.C. are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DRW SECURITIES, L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DRW SECURITIES, L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DRW SECURITIES, L.L.C. Comes From
Understanding the Statistics for DRW SECURITIES, L.L.C. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
540 West Madison Street Suite 2500, Chicago, IL 60661
540 West Madison Street Suite 2500, Chicago, IL 60661
Small
(312) 542-1000
Illinois since 01/07/1998
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DRW HOLDINGS, LLC | MEMBER | ||
| ARMOUR II, ROBERT WILLIAM | CHIEF COMPLIANCE OFFICER | 4447215 | |
| CALDWELL, CHRISTOPHER ROBERT | DIRECTOR OF BROKER DEALER COMPLIANCE | 4182335 | |
| CALIXTO, CHRIZITA | CHIEF FINANCIAL OFFICER | 6564070 | |
| DRW ASSOCIATES LLC | MEMBER | ||
| DRW MANAGEMENT, LLC | MANAGER | ||
| FOWLER, SCOTT ALAN | FINOP, COO, PFO, POO | 3004363 | |
| GARCHIK, ADAM TODD | CEO | 2967638 |
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Advisor's working at DRW SECURITIES, L.L.C.
David John Leslie
Susan Mary Fisher
David Michael Freiman
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