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FIRM PROFILE
Overview
WESTCHESTER CAPITAL PLANNING, INC. is located at 21 Millbrook Lane, Kerhonkson, NY 12446 and was first established at Woodbridge, New York in 06/29/1998. After operating for 27 years, WESTCHESTER CAPITAL PLANNING, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WESTCHESTER CAPITAL PLANNING, INC.’s clients are individuals and 0% of their clients are high net worth individuals. WESTCHESTER CAPITAL PLANNING, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WESTCHESTER CAPITAL PLANNING, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WESTCHESTER CAPITAL PLANNING, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WESTCHESTER CAPITAL PLANNING, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WESTCHESTER CAPITAL PLANNING, INC. Comes From
Understanding the Statistics for WESTCHESTER CAPITAL PLANNING, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
21 Millbrook Lane, Kerhonkson, NY 12446
21 Millbrook Lane, Kerhonkson, NY 12446
Small
+1 (800) 343-3687
New York since 06/29/1998
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ROSS, MICHAEL THOMAS | PRESIDENT/CHIEF COMPLIANCE OFFICER/PRINCIPAL/CHIEF FINANCIAL OFFICER/FINOP | 2563736 |
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Advisor's working at WESTCHESTER CAPITAL PLANNING, INC.
Michael Thomas Ross
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