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FIRM PROFILE
Overview
ASTORIA CAPITAL MARKETS, INC. is located at 344a Willis Ave, Mineola, NY 11501 and was first established at Long Island, Delaware in 03/12/1998. After operating for 28 years, ASTORIA CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ASTORIA CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. ASTORIA CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ASTORIA CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ASTORIA CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ASTORIA CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ASTORIA CAPITAL MARKETS, INC. Comes From
Understanding the Statistics for ASTORIA CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
344a Willis Ave, Mineola, NY 11501
344a Willis Ave, Mineola, NY 11501
Small
(347) 514-9075
Delaware since 03/12/1998
Corporation
December
FIRM DOCUMENTS
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Advisor's working at ASTORIA CAPITAL MARKETS, INC.
Carolyn Clare Carty
Michael W Daly
John Rhodes Sutton
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