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Find, Compare and Monitor Financial Advisors at GEMINI CAPITAL L.L.C.

CRD#: 45178
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GEMINI CAPITAL L.L.C. is located at 2057-a Green Bay Road #526, Highland Park, IL 60035 and was first established at Chicago, Illinois in 04/06/1998. After operating for 28 years, GEMINI CAPITAL L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GEMINI CAPITAL L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. GEMINI CAPITAL L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GEMINI CAPITAL L.L.C. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GEMINI CAPITAL L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GEMINI CAPITAL L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GEMINI CAPITAL L.L.C. Comes From

Understanding the Statistics for GEMINI CAPITAL L.L.C. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2057-a Green Bay Road #526, Highland Park, IL 60035
Mailing Address
2057-a Green Bay Road #526, Highland Park, IL 60035
Firm Size
Small
Phone Number
+1 (312) 692-5090
Established
Illinois since 04/06/1998
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TUMEN, STEVEN NOAHCHIEF COMPLIANCE OFFICER1235328
TUMEN, STEVEN NOAHMANAGING MEMBER1235328

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Advisor's working at GEMINI CAPITAL L.L.C.

ST

Steven Noah Tumen

RR
CRD#: 1235328
Location:
Chicago, IL 60604
Company:
GEMINI CAPITAL L.L.C.
Disclosures:
Experience:
28 years
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