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CRD#: 43747

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for GENEVA CAPITAL CORP. Comes From

Understanding the Statistics for GENEVA CAPITAL CORP. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Arbitration
1

FIRM INFORMATION

Established
New York since 07/14/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GENEVA HOLDING CORP.OWNER
CONSUEGRA, JOHNFINANCIAL & OPERATIONS PRINCIPAL1254687
KHALILZAD, DAVID MPRESIDENT, CHAIRMAN, CEO, DIRECTOR1941364

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Advisor's working at GENEVA CAPITAL CORP.

Tammy Kay Williams
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Tammy Kay Williams

Tammy Kay Williams
IAR
RR
CRD#: 6567120
Location:
Indianapolis, IN 46240

Registered Affiliation(s):SANCTUARY ADVISORS, LLC

Disclosures:
Experience:
10 years
JD
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James Robert Daoust JR

PR
CRD#: 1160376
Location:
Scottsdale, AZ 85255

Registered Affiliation(s):OSAIC WEALTH, INC.

Disclosures:
Experience:
42 years
GN
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Garrett Keith Norton

Garrett Keith Norton I, Garrett Norton
IAR
RR
CRD#: 6756851
Location:
Baton Rouge, LA 70810

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
8 years
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