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CRD#: 43632
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

JAMES FOX SECURITIES, INC. is located at 2244 Faraday Avenue, Carlsbad, CA 92008 and was first established at Los Angeles, Arizona in 10/21/1996. After operating for 29 years, JAMES FOX SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JAMES FOX SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. JAMES FOX SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JAMES FOX SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JAMES FOX SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JAMES FOX SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for JAMES FOX SECURITIES, INC. Comes From

Understanding the Statistics for JAMES FOX SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2244 Faraday Avenue, Carlsbad, CA 92008
Mailing Address
2244 Faraday Avenue , # 94, Carlsbad, CA 92008
Firm Size
Small
Phone Number
(760) 908-6716
Established
Arizona since 10/21/1996
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FOX, JAMES CEPHUS HARDINGCHIEF COMPLIANCE OFFICER502708
FOX, JAMES CEPHUS HARDINGPRESIDENT502708

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at JAMES FOX SECURITIES, INC.

JF

James Cephus Harding Fox

James C Fox, Jim Fox
RR
CRD#: 502708
Location:
Carlsbad, CA 92008
Company:
JAMES FOX SECURITIES, INC.
Disclosures:
Experience:
47 years
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