FIND A WEA TAX SHELTERED ANNUITY TRUST FINANCIAL ADVISOR NEAR ME
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CRD#: 40981
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for WEA TAX SHELTERED ANNUITY TRUST Comes From
Understanding the Statistics for WEA TAX SHELTERED ANNUITY TRUST and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures
FIRM INFORMATION
Established
Wisconsin since 10/26/1978
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DENK, RUSSELL GEORGE | EXECUTIVE DIRECTOR | 4458863 | |
| GUERTLER, MARGARET JANE | TRUSTEE | 2740070 | |
| HOLCUMB, CAROL | TRUSTEE | 2965661 | |
| HORTUM, DENNIS JOHN | TRUSTEE | 2740072 | |
| KAHL, SUZANNE J | TRUSTEE | ||
| KETTNER, CAROL J | TRUSTEE | ||
| LEFEBVRE, PAUL GEORGE | CFO/FINOP | 2424741 | |
| NAGAN, PETER JOSEPH | TRUSTEE | 2965663 | |
| PEIRICK, CAROL F | COMPLIANCE COORDINATOR | 2759820 | |
| ROBERTS, WILLIAM ROBERT | TRUSTEE | 2740078 | |
| ROSENTHAL, MARGARET GILLISON | TRUSTEE | 2740080 | |
| THEISEN, MARY ETHEL | TRUSTEE | 2740084 | |
| TIETGE, DENNIS LEE | TRUSTEE | 2965666 | |
| VIRLEE, JANICE M | TRUSTEE | 2740085 |
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Advisor's working at WEA TAX SHELTERED ANNUITY TRUST
Thomas Adam Ennis
IAR
RR
CRD#: 6574181
Location:
Suite 620, TN 37203
Company:
TRUIST ADVISORY SERVICES, INC.
Disclosures:
Experience:
9 years
Christian Jeremiah Ohl
IAR
RR
CRD#: 5051373
Location:
Norfolk, NE 68701-2982
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
11 years
Lisa Kay Grimes
IAR
RR
CRD#: 2017656
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