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CRD#: 39120
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FINANTIA USA INC. is located at 1221 Brickell Avenue, 14th Floor Suite 1460, Miami, FL 33131 and was first established at Florida, Delaware in 07/24/1995. After operating for 30 years, FINANTIA USA INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FINANTIA USA INC.’s clients are individuals and 0% of their clients are high net worth individuals. FINANTIA USA INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FINANTIA USA INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FINANTIA USA INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FINANTIA USA INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FINANTIA USA INC. Comes From

Understanding the Statistics for FINANTIA USA INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
1221 Brickell Avenue 14th Floor Suite 1460, Miami, FL, 33131
Mailing Address
1221 Brickell Avenue 14th Floor Suite 1460, Miami, FL, 33131
Firm Size
Small
Phone Number
(786) 418-6720
Established
Delaware since 07/24/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FINANTIA UK LIMITEDDIRECT OWNER
DEPINHO, LILIAN REGINACCO3038931
MARQUES, FILIPE MIGUEL DIASMANAGING PRINCIPAL6179457
ROTHENBERG, SHARI PFINOP6590875

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at FINANTIA USA INC.

FM

Filipe Miguel Dias Marques

RR
CRD#: 6179457
Location:
Miami, FL 33131
Company:
FINANTIA USA INC.
Disclosures:
Experience:
12 years
View Profile
JP

Jeancarlo Pallais

RR
CRD#: 5603314
Location:
Miami, FL 33131
Company:
FINANTIA USA INC.
Disclosures:
Experience:
17 years
View Profile
SR

Shari P Rothenberg

Shari Rothenberg
RR
CRD#: 6590875
Location:
New York, NY 10004
Company:
MADISON PAIGE SECURITIES LLC
Disclosures:
Experience:
10 years
View Profile
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