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CRD#: 38816

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for FORUM FINANCIAL SERVICES, LLC Comes From

Understanding the Statistics for FORUM FINANCIAL SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Established
Delaware since 12/20/2002
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FORUM FINANCIAL GROUP, LLC100% OWNER
CHERN, NANETTE KINGCHIEF COMPLIANCE OFFICER1718029
FORUM HOLDINGS CORP 1ELECTED MANAGER
GOLDSTEIN, DAVID IVESSECRETARY2631725
JOHNSON, CHARLES FREDRICKTREASURER4162273
KEFFER, JOHN YOUNGPRESIDENT1010213
NILES, BENJAMIN LODERVICE PRESIDENT1867838

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at FORUM FINANCIAL SERVICES, LLC

CH
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Christopher Lawrence Hall

Christopher Hall
IAR
RR
CRD#: 5719193
Location:
San Antonio, TX 78232

Registered Affiliation(s):LPL FINANCIAL LLC

Disclosures:
Experience:
16 years
PM
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Pia Sabrina Matthes

RR
CRD#: 6653422
Location:
New York, NY 10017

Registered Affiliation(s):PJT PARTNERS LP

Disclosures:
Experience:
10 years
James Ralph Parker
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James Ralph Parker

James R. Parker
IAR
RR
CRD#: 4132857
CFP®: Certified Financial Planner
Location:
Franklin, TN 37067

Registered Affiliation(s):MORGAN STANLEY

Disclosures:
Experience:
26 years
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