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FIRM PROFILE
Overview
STERLING SMITH CORPORATION is located at 4326a Scotland, Houston, TX 77007 and was first established at Dallas, Texas in 01/25/1995. After operating for 31 years, STERLING SMITH CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STERLING SMITH CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. STERLING SMITH CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STERLING SMITH CORPORATION are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STERLING SMITH CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STERLING SMITH CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STERLING SMITH CORPORATION Comes From
Understanding the Statistics for STERLING SMITH CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
4326a Scotland, Houston, TX 77007
4326a Scotland, Houston, TX 77007
Small
(713) 861-6500
Texas since 01/25/1995
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SMITH, STERLING RICHARD | PRESIDENT/DIRECTOR/CO/IBDP/CCO/CFO/F&O PRINCIPAL/OP PROF/PFO/POO/IBP/FI | 1008425 |
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Advisor's working at STERLING SMITH CORPORATION
Francis N Beretta
Luis Miguel Lebrija Acuna
Pedro Miguel Santiago
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