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CRD#: 38041
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

STERLING SMITH CORPORATION is located at 4326a Scotland, Houston, TX 77007 and was first established at Dallas, Texas in 01/25/1995. After operating for 31 years, STERLING SMITH CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STERLING SMITH CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. STERLING SMITH CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STERLING SMITH CORPORATION are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STERLING SMITH CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STERLING SMITH CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for STERLING SMITH CORPORATION Comes From

Understanding the Statistics for STERLING SMITH CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
4326a Scotland, Houston, TX 77007
Mailing Address
4326a Scotland, Houston, TX 77007
Firm Size
Small
Phone Number
(713) 861-6500
Established
Texas since 01/25/1995
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SMITH, STERLING RICHARDPRESIDENT/DIRECTOR/CO/IBDP/CCO/CFO/F&O PRINCIPAL/OP PROF/PFO/POO/IBP/FI1008425

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Advisor's working at STERLING SMITH CORPORATION

FB

Francis N Beretta

Francis Noel Buckley
RR
CRD#: 4118253
Location:
Houston, TX
Company:
STERLING SMITH CORPORATION
Disclosures:
Experience:
25 years
View Profile
LA

Luis Miguel Lebrija Acuna

RR
CRD#: 4174648
Location:
Houston, TX
Company:
STERLING SMITH CORPORATION
Disclosures:
Experience:
25 years
View Profile
PS

Pedro Miguel Santiago

Miguel Miguel, Miguel, Pedro Santiago
RR
CRD#: 4202939
Location:
Houston, TX
Company:
STERLING SMITH CORPORATION
Disclosures:
Experience:
12 years
View Profile
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