FIND A GRUNTAL & CO., L.L.C. FINANCIAL ADVISOR NEAR ME
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CRD#: 372
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for GRUNTAL & CO., L.L.C. Comes From
Understanding the Statistics for GRUNTAL & CO., L.L.C. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
34
Arbitration
81
Bond
2
FIRM INFORMATION
Established
Delaware since 03/04/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GRUNTAL FINANCIAL, L.L.C. | INTEREST HOLDER | ||
| BRADLEY, RALPH HAMILTON JR | DIRECTOR, EXECUTIVE VICE PRESIDENT | 2802958 | |
| COHEN, DONALD N | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | ||
| JOHNSON, ROSEMARY | DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 1515631 | |
| RITTEREISER, ROBERT PETER | DIRECTOR, CHAIRMAN, CEO | 400305 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at GRUNTAL & CO., L.L.C.
Benjamin Jay Silberman
IAR
RR
CRD#: 2564605
Location:
Palm Beach Gardens, FL 33410
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
30 years
ST
Samuel Bennett Turner
RR
CRD#: 7897727
Location:
Lake Charles, LA 70601
Company:
NYLIFE SECURITIES LLC
Disclosures:
Experience:
1 year
JL
Justin Carlos Lizama
IAR
CRD#: 7283180
Location:
West Jordan, UT 84084
Company:
SIMPLE FINANCIAL, LLC
Disclosures:
Experience:
6 years
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