AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A GRUNTAL & CO., L.L.C. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at GRUNTAL & CO., L.L.C.

CRD#: 372

Looking for a Financial Advisor at GRUNTAL & CO., L.L.C.?

We have compiled every financial advisor who works at GRUNTAL & CO., L.L.C. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for GRUNTAL & CO., L.L.C. Comes From

Understanding the Statistics for GRUNTAL & CO., L.L.C. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
34
Arbitration
81
Bond
2

FIRM INFORMATION

Established
Delaware since 03/04/1997
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GRUNTAL FINANCIAL, L.L.C.INTEREST HOLDER
BRADLEY, RALPH HAMILTON JRDIRECTOR, EXECUTIVE VICE PRESIDENT2802958
COHEN, DONALD NEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
JOHNSON, ROSEMARYDIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER1515631
RITTEREISER, ROBERT PETERDIRECTOR, CHAIRMAN, CEO400305

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at GRUNTAL & CO., L.L.C.

Philip David Meese
AdvisorCheck Check Mark

Philip David Meese

IAR
CRD#: 7759875
Location:
Darien, CT 06820
Company:
AE WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
2 years
View Profile
John Israel
AdvisorCheck Check Mark

John Israel

John A Israil, John Israil
IAR
RR
CRD#: 6290239
CFP®: Certified Financial PlannerChFC®: Chartered Financial Consultant
Location:
San Ramon, CA
Company:
STRATEGIC ADVISERS LLC
Disclosures:
Experience:
11 years
View Profile
John Francis Stoj
AdvisorCheck Check Mark

John Francis Stoj

IAR
CRD#: 2252015
Location:
Atlanta, GA
Company:
XYPN INVEST
Disclosures:
Experience:
29 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics