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FIRM PROFILE
Overview
DBS VICKERS SECURITIES (USA) INC. is located at 777 Third Ave Suite 1701, New York, NY 10017 and was first established at New York, Delaware in 12/01/1993. After operating for 32 years, DBS VICKERS SECURITIES (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DBS VICKERS SECURITIES (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. DBS VICKERS SECURITIES (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DBS VICKERS SECURITIES (USA) INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DBS VICKERS SECURITIES (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DBS VICKERS SECURITIES (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DBS VICKERS SECURITIES (USA) INC. Comes From
Understanding the Statistics for DBS VICKERS SECURITIES (USA) INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
777 Third Ave Suite 1701, New York, NY 10017
777 Third Avenue Suite 1701, New York, NY 10017
Small
(212) 826-1888
Delaware since 12/01/1993
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DBS VICKERS SECURITIES HOLDINGS PTE LTD (FORMERLY VICKERS BALLAS HOLDINGS LIMITED) | NEW PARENT COMPANY - A/O 9/12/2001 100% OWNER, A/0 10/01/01 CONSOLIDATED REPORTING | ||
| MARRONE, MICHAEL THOMAS | FINOP/PFO/POO | 4859949 | |
| MCCABE, THOMAS JOSEPH | DIRECTOR ON BOARD OF DIRECTORS DBSV USA (& MANAGING DIRECTOR OF DBS BANK - LOS ANGELES | 2333611 | |
| TANG, YEW CHOONG | DIRECTOR ON BOARD OF DIRECTORS DBSV USA (& CEO OF DBSV SINGAPORE PTE LTD) | 7462745 | |
| YU, ELAINE YEELING | CEO / CCO / DIRECTOR ON BOARD OF DIRECTORS OF DBSV USA | 2246528 |
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Advisor's working at DBS VICKERS SECURITIES (USA) INC.
Sanjay Grewal
Elaine Yeeling Yu
Joanne H Cheng
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