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FIRM PROFILE
Overview
MONTROSE SECURITIES INTERNATIONAL is located at 1 Harbor Drive, Suite 300, Sausalito, CA 94965 and was first established at San Francisco, California in 11/22/1993. After operating for 32 years, MONTROSE SECURITIES INTERNATIONAL has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MONTROSE SECURITIES INTERNATIONAL’s clients are individuals and 0% of their clients are high net worth individuals. MONTROSE SECURITIES INTERNATIONAL has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MONTROSE SECURITIES INTERNATIONAL are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MONTROSE SECURITIES INTERNATIONAL‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MONTROSE SECURITIES INTERNATIONAL. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MONTROSE SECURITIES INTERNATIONAL Comes From
Understanding the Statistics for MONTROSE SECURITIES INTERNATIONAL and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1 Harbor Drive, Suite 300, Sausalito, CA 94965
1 Harbor Drive, Suite 300, Sausalito, CA 94965
Small
(415) 888-3854
California since 11/22/1993
Corporation
October
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| LEUNG, PHILIP YEW | PRESIDENT - FINOP- CHIEF COMPLIANCE OFFICER | 1121435 |
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Advisor's working at MONTROSE SECURITIES INTERNATIONAL
Gary Allan Leonard JR.
Philip Yew Leung
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